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News Releases
Updation of PAN, KYC details and Nomination details
- 1. Nomination Form (Form SH-13)
- 2. Cancellation or Variation of Nomination (Form SH-14)
- 3. Request for Registering PAN, KYC Details or Changes / Updation thereof (Form ISR-1)
- 4. Confirmation of Signature of securities holder by the Banker (Form ISR-2)
- 5. Declaration form for Opting-out of Nomination by holders of physical securities in Listed Companies (Form ISR-3)
- 6. Request for issue of Duplicate Certificate and other Service Requests(Form ISR-4)
- 7. SEBI Circulars pertaining to common and simplified norms for processing Investor’s service requests by RTAs and norms for furnishing PAN, KYC details and Nomination
- 8. Extension of timelines up to 31st December, 2023 for submission of PAN, Nomination and KYC details by physical security holders and voluntary nomination for trading accounts
- 9. Simplified norms for processing investor’s service requests by RTAs and norms for furnishing PAN, KYC details and Nomination – SEBI Circular dt. 17.11.2023
Dispute resolution mechanism at Stock Exchanges
If you have any dispute against a listed company and its Registrar and Share Transfer Agent (RTA) on delay or default in processing your request, as per SEBI circular dated 30.05.2022, you can file for arbitration with Stock Exchange.
For more details, please see the web links of the stock exchanges
BSE – http://tiny.cc/m1/2vz
NSE – http://tiny.cc/s1/2vz
NSDL’s Tax service–Facility for submission of documents for institutional investors to Issuers/RTAs for claiming NIL/low tax deduction from dividend income
The Resident Non-Individual Members such as Insurance companies, Mutual Funds, Alternative Investment Fund (AIF) and other domestic financial institutions established in India and Non-Resident Non-Individual Members such as Foreign Portfolio Investors may submit the relevant forms, declarations and documents through their respective custodians who are registered with NSDL for tax services.
ONLINE RESOLUTION OF DISPUTES IN THE INDIAN SECURITIES MARKET
We bring to your notice SEBI circulars on Online Resolution of Disputes SEBI Circulars No. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023, SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/135 dated August 04, 2023 and SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/145 dated August 11, 2023.
Pursuant to SEBI Circular No. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/145 dated August 11, 2023, a portal – SMART ODR Portal (Securities Market Approach for Resolution Through ODR Portal) has now been made live. This platform is designed to enhance investor grievance redressal by enabling investors to access Online Dispute Resolution Institutions for the resolution of their complaints. The weblink of the SMART ODR portal is https://smartodr.in/